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2007生物技术国际专利(PCT)申请量分析/武卓敏

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2007生物技术国际专利(PCT)申请量分析

武卓敏

最新的国际专利申请量统计数据显示,07年国际生物技术专利申请量总体下降,生物医药专利申请量几乎停滞,农业生物技术专利持续负增长…

根据世界知识产权组织WIPO于2008年2月21日公布的PCT国际专利申请量的相关数据,有关生物技术方面的专利申请量与电子信息行业飙升的申请量相比,出现了持续的疲软反应。核工程发明的专利申请以24.5%的增长夺得07年的最高增幅(共712件)。从总量与增幅上看,电子信息产业的国际专利申请量一直保持强势。生物技术专利申请量的下降,原因比较复杂,以下是具体的数据分析。



(本文作者:武卓敏,德国马克斯普朗克知识产权法-竞争法-税法研究所博士候选人,原载于:生物技术知识产权C.O.M.平台:www.bioipr.com)



一、生物技术国际专利申请量持续下降


从绝对申请量上看,生物技术专利申请量从2003年的8604件降到了2007年的7228件;与2006年的7413件相比,07年下降了2.5%。2004年较2003年,生物技术国际专利申请量降幅达到11.6%,若拿2003年的申请量与2007年相比,生物技术PCT国际专利申请量的平均降幅已经超过了15个百分点(16%)。



不过,从WIPO官方公布的数据看,生物制药和化妆品专利申请的绝对数量远远高于其他生物技术领域。而生物技术专利申请总量与其他领域的申请量相比,还是处于前列的。2007年国际专利申请量突破一万件的六个领域中,生物制药与化妆品国际专利的总申请量位居第三,排在电信和信息技术之后。这说明,虽然生物技术国际专利申请数量出现了下滑,但是其总的技术发展还是向前推进的。



二、生物医药国际专利申请量飙升后出现停滞


在涉及生物制药与化妆品的生物技术专利(此处统称为“生物医药国际专利”)方面,专利申请量较之06年,基本已经出现了停滞,仅有0.1%的增幅;但生物医药国际专利申请量整体上仍处于上升趋势,从 2003年的9976件增至2007年的13936件;不过,该领域的国际专利申请量的增长一直不太稳定,2004年曾降至9436件;之后,又于 2006年攀升至13920件的高点,而06年与07年的申请量基本相同,出现了高端的短暂停滞。



三、农业及食品生物技术国际专利申请量持续负增长


农业生物技术与食品生物技术专利在生物技术专利中的申请数量最低。2003年仅有1660件,到2006年出现明显上升,达到了2336件,增幅为28.7%。这是自2003年开始,第一次在该领域出现国际专利申请量的负增长。



四、2007年PCT申请人排行


2007年排在前10位的PCT申请人基本全部来自电子信息领域,中国华为排行第四。生物科技领域没有任何一家企业进入前10名。



世界上最著名的化工企业之一,德国巴斯夫(BASF)公司居PCT申请人排行榜第11 位。2007年共有810件国际专利申请,比去年增加了94件。不过,德国巴斯夫的产品涉及很多领域,包括高价值化学品、塑料、染料、汽车涂料、植保剂、药品、精细化学品、石油及天然气等。它也是全球最大的饲料添加剂供应商之一,产品包括单项维生素、复合维生素、类胡萝卜素、赖氨酸、酶他富(r) 5000G和饲料防霉剂;1995年,巴斯夫还在沈阳成立了巴斯夫维生素有限公司,主要生产维生素A、D、E和各种复合维生素。



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Risks and challenges of the EU expansion
周大勇 (Zhou,Dayong)

I. Introduction
For several years now the European Union is discussing a possible enlargement, because several European countries have applied for membership in the EU. These are especially the former socialist countries in Eastern Europe, that have clearly turned towards the west since the collapse of the iron curtain. These countries are Bulgaria, the Baltic countries Latvia, Lithuania and Estonia, Poland, Romania, the Slovak Republic, the Czech Republic, Slovenia and Hungary.

In addition Turkey, Cyprus and Malta are trying for quite some time already to join the EU. These application are not to be accepted without any further deliberation because they do bring along some risks and the consequences are hard to distinguish therefore these countries are not very expected joining the European Union in the near future and will therefore not be included in the following evaluation.
II. Risks and challenges
If we wants to evaluate the risks and challenges of an upcoming enlargement of the EU, we should first take into account experiences gained during previous expansion which were to some extent comparable. Here the southern expansion from 1986 should be mentioned where two economically pathetic countries sought admission to the then European Community. The admission procedure of these two candidates, being Spain and Portugal, were lengthy and considered very problem bearing. Especially the amount of produce that would add to the already existing agricultural over-production of the Community was seen to be a problem since it would increase the load on the European budget.

But seen from a global economical perspective the joining of Spain and Portugal was overall positive for the EC and the two countries, although Spain struggled with a further rise of unemployment and disparities within the Community were further amplified.

The disparities within the Union will most certainly increase when it comes to an eastern expansion, but the agricultural problem will not be an issue, because the candidates have not got their focus on agriculture, already because of their communist heritage which focused on industry rather than on agriculture or the tertiary sector.

In case of the approaching expansion towards Eastern Europe the Union will have to resolve several problems, the most severe being without any doubt the financial one that will go along with the extension, estimated to be ?5 - ?6 billion annually, just for the technologically underdeveloped agriculture in the new member states.

The financial problem will also lead to a temporary discontent among the population of the existing members, since the financial load on the countries will cause budget cuts because the new members will undoubtedly belong to the payees rather than the payers. Especially the Mediterranean members, for instance Italy, Spain etc. fear cuts in their subsidies particularly the agricultural ones, and agriculture is already making up the biggest part of the EU′s budget.

Of course it is also to be questioned whether with the joining of economically weak countries the economies of the "richer" members are not weakened.

What should be taken into consideration as well is the impact the joining will have on the population of the candidates, especially considering the rights they will gain when they are citizens of the European community. They do then have the right to settle and work anywhere within the community, this could lead to a large amount of people pouring into the old member countries trying to seek work there and make their living. And since most of the European countries are already struggling with high unemployment the high rates could be pushed up further and the discontent among the population could worsen, especially against the background of Neo-Nazis in Germany and other countries such as Britain or Italy. Off course this would only be a temporary problem, which would solve itself over time as the new members develop economically, but still this could prove to be a major issue.

Of course their comes also a minor problem along with the expansion, this problem being even more languages than the twelve, already being used, in which EU communications would have to be carried out adding to the already huge administrative body of the European Union and also causing further costs of the EU.
But because the expansion represents a political necessity one should also take into account the positive aspects caused by such a historic event. With the expansion the continent would take a huge step towards the ethnic integration within Europe, different cultures would be facing each other and could also profit from each other. Also the global competitiveness of the EU against the USA and Asia would improve and another step towards global peace would be undertaken.
III. Changes in administration
It is obvious that an expansion potentially including ten countries would not be feasible without fundamental institutional reforms.

For instance with the existing structure of the Union which allocates most of the power to the European Council, where each member state has one vote, it would be imaginable that smaller members would have a majority over the larger members. Except for Poland, which is by population comparable to Spain and would consequently be a large member, all other candidates are relatively small in size an population.

Another point is that with more than twenty members the decision finding and making process needs to be completely reconsidered, so it represents the actual size of the member countries in terms of population rather than giving each member a veto and especially one single vote. The existing voting and weighting system is also already making the decision finding process a painfully and lengthy one, another ten different opinions added to this would make it virtually impossible to come to an agreement that at least partially satisfies all members and is therefore being supported and not vetoed against.

A changed "legislature" would also keep the democratic thought that the entire EU is based on alive and not vanish it like the existing system.

What should also be pointed out is the fact that an increase in members could lead to new coalitions within the Union and also increase competition among the individual countries. There are even critics that fear that an eastern expansion could lead to a shift in power towards the reunified Germany, since the potential new members are already heavily bound and leaning towards Germany.

What should also be considered is a change in European agricultural policy, which should actually be reformed already. The system of milk quotas, subsidies etc. which subsidises an over-production in many areas, just not to infuriate the farmers, because smaller farms would not be able to survive without the subsidies and the entire face of the European primary sector would change is completely outdated. This system could definitely no longer be kept up with even more farmers to support.
IV. Successful without absorbing the new members?
It is obvious that this question needs to be answered with a clear no. The existing members of the EU are already being absorbed by it and they have all chosen this faith. The goals of the European Union do state the loss of sovereignty in the areas of economic and currency politics, the latter one already realized, also in the political areas of social politics, education, research, consumer protection, health and also environmental issues. Now one could argue how many of these goals need to be realized in order for the EU to be successful, from the British point of view for example the cooperation in economic issues and the creation of the single market have already been enough, considering their opinion towards the Maastricht treaty.

If one would see it from the British point of view the EU could be successful without absorbing the new members, but since most other countries would like to see the above mentioned goals implied and would like to realize the dream of de Gaulle, Adenauer and others of "the United States of Europe", the new members would surrender a huge part of their sovereignty and consequently would be absorbed by the EU, especially considering that they will join in a couple of years at the earliest when European integration will hopefully have advanced beyond the point it is today.
Another point one could consider is what would happen if the European integration would further advance up to the point of the United States of Europe without any new countries joining. This would create another superpower alongside the USA and the then non-members would live in the shadow of the EU or whatever its name would be by that time and also be absorbed by the enormous power, in any terms, of their big neighbour just like the Caribbean, Canada and Mexico, even the entire Americas are by the USA. So the conclusion drawn by this could be that the central and eastern European countries would be better off in any case if they joined the EU even if they had to surrender much of their sovereignty.
Sources:

(1) http://www.europa.eu.int/ (March 17th, 2001)
(2) http://idw.tu-clausthal.de/public/zeige_pm.html?pmid=26445 (April 5th, 2001)
(3) Informationen zur politischen Bildung: Europäische Union (BpB, 1995)
(4) Microsoft Encarta 98
(5) Mittel- und Osteuropa auf dem Weg in die Europäische Union (Werner Weidenfeld, Verlag Bertelsmann Stiftung, 1996)
(6) http://www.e-politik.de/beitrag.cfm?Beitrag_ID=559 (April 1st, 2001)

中华人民共和国政府和俄罗斯联邦政府关于船只从乌苏里江(乌苏里河)经哈巴罗夫斯克城下至黑龙江(阿穆尔河)往返航行的议定书

中国政府 俄罗斯联邦政府


中华人民共和国政府和俄罗斯联邦政府关于船只从乌苏里江(乌苏里河)经哈巴罗夫斯克城下至黑龙江(阿穆尔河)往返航行的议定书


(签订日期1994年9月3日 生效日期1994年9月3日)
  中华人民共和国政府和俄罗斯联邦政府(以下简称“缔约双方”)根据一九九一年五月十六日《中华人民共和国和苏维埃社会主义共和国联盟关于中苏国界东段的协定》(以下简称“协定”)第八条规定,达成协议如下:

  第一条 缔约双方确认,各类船只,包括军用船只,均可从乌苏里江(乌苏里河)经哈巴罗夫斯克城下至黑龙江(阿穆尔河)无阻碍地往返航行。

  第二条 本议定书第一条所述规定适用于协定确定的自第10界点起经哈巴罗夫斯克城下至第11界点之间的河道。

  第三条 沿本议定书第二条规定的河道航行的各类船只,包括军用船只悬挂本国的国旗或军旗。

  第四条 本议定书第一条所规定的船只沿本议定书第二条所规定的河道航行,应遵守缔约双方制定的《各类船只,包括军用船只从乌苏里江(乌苏里河)经哈巴罗夫斯克城下至黑龙江(阿穆尔河)往返航行的规则》,上述规则是本议定书不可分割的组成部分。

  第五条 沿本议定书第二条规定的河道航行的船只发生海损事故时,缔约双方根据请求将相互提供救助,并补偿为提供救助所需费用。

  第六条 沿本议定书第二条规定的河道航行的各类船只,包括军用船只,在本议定书中没有涉及的航行问题,由缔约双方有关主管部门解决。

  第七条 本议定书的规定不能被缔约双方用来解决与各类船只,包括军用船只,从乌苏里江(乌苏里河)经哈巴罗夫斯克城下至黑龙江(阿穆尔河)往返航行无关的问题。
  本议定书自签字之日起生效。
  本议定书于一九九四年九月三日在莫斯科签订,一式两份,每份都用中俄两种文字写成,两种文本同等作准。

    中华人民共和国           俄罗斯联邦政府
     政府代表              代  表
      戴秉国               帕诺夫
     (签字)              (签字)

 附件:  各类船只,包括军用船只从乌苏里江(乌苏里河)
     经哈巴罗夫斯克城下至黑龙江(阿穆尔河)往返航行的规则

 一、各类船只,包括军用船只从乌苏里江(乌苏里河)经哈巴罗夫斯克城下至黑龙江(阿穆尔河)往返航行按议定书和本规则实施。

 二、俄方主管单位制定议定书第二条所述河道上浮桥的开启时刻表,并在开航之前三十天将时刻表通报双方有关单位确认后实施。双方船只按该时刻表航行,并按靠近的顺序通过浮桥。

 三、为使俄方保证各类船只,包括军用船只在议定书第二条所述河道上无阻碍地航行,并为此航行和通过浮桥创造正常的条件,中方将这一通过信息经与航行有关的各相应单位提前二十四小时告知俄方。
  在议定书第二条所述河道上不得同时有两艘以上中国军用船只,但边防部队船只不属此范畴。
  在特殊的和不可抗力的情况下,可应中方相应的请求开启浮桥。

 四、除特殊情况,中国船只,包括军用船只沿议定书第二条所述河道航行时,将不靠岸、抛锚(等待过浮桥的情况除外)、从事贸易、捕鱼以及与航行无关的其他活动。

 五、议定书第二条所述河道上的水利工程设施以及事先未通报进行施工的专项工程,不得妨碍船只的正常航行。

 六、当出现自然灾害(洪水、低水位、暴风雨等)危急情况或进行专项工程施工不能保证航行安全时,应中方要求,俄方保证对中国船只引航。船只引航费按协议价支付。

 七、除本规则上述规定外,在本议定书第二条所述河道上航行的船只按该河道的现行航规航行。